EastLansingRecruiter
the smart solution for East Lansing jobs

Licensed Invest Support Specialist II

Location: East Lansing
Posted on: October 27, 2018

Job Description:

GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives (e.g., Investment Executives, or Wealth Management Advisors).





ESSENTIAL DUTIES AND RESPONSIBILITIES:


. Provide daily administrative support to designated registered representatives, and existing and potential clients.


. Provide guidance to the banking center partners as requested.


. Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc.


. Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc.


. Ensure that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards


. Maintain close contact with clients in order to ensure that they are informed about industry changes while providing the opportunity for additional products and services.


. Educate and coach business partners on current market conditions, products, compliance and operational duties.


. Support multiple registered securities representatives or representatives with very large books of business.


. Handle various administrative functions for the registered securities representatives including but not limited to executing trades.


. Ensure that all trading activity complies with federal and internal compliance regulations and guidelines.


. Work closely with Banking Center or Private Bank partners to identify cross sell and referral opportunities.


. Help with onboarding of Investment Executives, Wealth Management Advisors, or Licensed Investment Support Specialists as requested.


. Perform other projects or duties as assigned.





SUPERVISORY RESPONSIBILITIES: None.


Keywords: , East Lansing , Licensed Invest Support Specialist II, PR / Public Relations , East Lansing, Michigan

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other PR / Public Relations Jobs


Derivative Analyst I
Description: font face Arial GENERAL FUNCTION: Performs a wide range of complex analytical and high-level support functions for the Derivative Product Group. DUTIES amp RESPONSIBILITIES: Responsible for providing (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Multi-Stage Collector I
Description: font face Arial GENERAL FUNCTION: Under direct supervision, collects and documents Mid-Stage, Late Stage and High Risk delinquent accounts in accordance with departmental, investor, and legal guidelines, (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Construction Loan Administration Mgr I
Description: font face Arial GENERAL FUNCTION: Manage the Construction Loan Administration staff within Commercial Loan Fulfillment. Primary responsibilities include managing the risks of construction loans by (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018


CALL CENTER - INBOUND SALES
Description: p font size 3 face Arial strong Schedule: nbsp Monday-Friday 11:30 am - 8:00 pm and Saturday 8:30 am nbsp - 5:00 pm /strong /font /p br p font face Arial GENERAL FUNCTION: A customer (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Collection Repossession Specialist I
Description: font face Arial GENERAL FUNCTION: Under direct supervision, processes orders for voluntary and involuntary consumer loan repossession assignments, including requests for repossession cancellations (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Business Banking Relationship Manager II
Description: font face Arial GENERAL FUNCTION: Responsible for business development, relationship management and client experience of companies with annual gross sales of at least 2MM and generally less than (more...)
Company:
Location: Southfield
Posted on: 10/27/2018

CSR / Teller - Alger Heights BC - Part Time
Description: p font face Arial Banking Customer Service Representative /font /p br p font face Arial Job Description br / br If you are a dynamic and driven Customer Service Representative who has (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Senior Wealth Planner
Description: font face Arial GENERAL FUNCTION: Serves as the primary Wealth Planning expert and resource for high net worth prospects and client relationships involving complex financial issues and strategies, (more...)
Company:
Location: Southfield
Posted on: 10/27/2018

Assoc Commercial Rel Mgr
Description: font face Arial GENERAL FUNCTION: Provide support to a number of existing relationship managers in their daily duties in underwriting and monitoring credit existing and proposed credit requests, providing (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Time Deposits Processor-Verifier
Description: font face Arial GENERAL FUNCTION: Under minimal supervision, this position is responsible for a variety of functions including CD/IRA reconciliation and IRA verification for all affiliates within the (more...)
Company:
Location: Grand Rapids
Posted on: 10/27/2018

Log In or Create An Account

Get the latest Michigan jobs by following @recnetMI on Twitter!

East Lansing RSS job feeds